Compliance News - dart Member Newsletters
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In this issue: FCA Market Study on Premium Finance and Appeal Court decision in Motor Finance case; Culture and Non-Financial Misconduct survey; FCA Fines for lenders; FCA Resets Smaller firms relationship; News and reminders
Supplemental to October 2024 Edition
In this issue: dCL Website update and change of HR documents provider; Legal Duty to prevent sexual harassment; Fair Value Case Study Templates; FCA ‘Dear CEO letter’ DUE 7th Oct; New Covid judgement; Lloyd’s Conduct Risk; News & Reminders
In this issue: Product Oversight & Governance Market Study Review; Market Study into Pure Protection Sales; FSCP report on Consumer Renewals; Auditors censured and fined; News and Reminders
In this issue: Call for FCA action against Insurers; Brokers and Freeholders face class action over commissions; Call for Inputs on Conduct rules; Discussion Paper on Large Commercial insurance; Future Consumer Duty initiatives; News and Reminders
In this issue: Consumer Duty Board Report Deadline; Feedback on Consumer Duty Review for Large firms; CRB Checks for controllers; FOS Proactive Settlements Rules; Attestations and Board Reports; News and Reminders
In this issue: Leasehold & Freehold Reform Act; Premium Finance flagged by Which? And ABI; MFR on vehicle valuations; GAP Insurance sales UPDATE; Finalised Guidance on Social Media promotions; News and Reminders incl increase in FOS award
In this issue: Helpdesk Service Update; FCA Business Plan and CEO Speech; MFR on vehicle valuations; GAP Insurance sales UPDATE; Finalised Guidance on Social Media promotions; News and Reminders incl increase in FOS award limits
In this issue: Non-Financial Misconduct Questionnaire; Consultation on publicising investigations; GAP Insurance sales suspended; Appointed Rep and Financial Resilience returns; News and Reminders inc withdrawal of Redcare
In this issue: FCA Starts Appointed Rep Review: Policy Cancellations on credit default – NEW TEMPLATE LETTER; Advised or Not?’; FCA Receives judgement in Employment Tribunal; Financial Resilience returns; News and Reminders inc CMA return
In this issue: Expectations when selling client banks: Infinity Reliance v Heath Crawford BI Case; Financial Resilience returns; News and Reminders including CMA return.